Fact Sheet: Enhanced Regulatory Framework for Covered Clearing Agencies
SEC
Download Document| Date Published | 2014 |
| Version | |
| Primary Author | |
| Other Authors | |
| Theme | Regulation and Supervision of Housing Finance Systems |
| Country |
Abstract
The SEC serves as the supervisory agency for four of those clearing agencies, and the CFTC serves as the supervisory agency for the remaining two. In addition, Title VII of the Dodd-Frank Act also amended the Exchange Act to grant the SEC authority to write rules for registered clearing agencies that clear security-based swaps.